Client Services Associate

Cincinnati, OH
Full Time
Experienced
HCM WEALTH ADVISORS & CPAs
Client Service Associate — Job Posting
HCM Wealth Advisors & CPAs is an independent, fee-only Wealth Management/Registered Investment Advisor firm (RIA) located in Cincinnati, Ohio. At HCM Wealth Advisors, we are on a mission to empower our clients to make intelligent financial decisions, so they will enjoy secure retirements.
Job Summary
To continue providing excellent client service, HCM Wealth Advisors is adding a Client Service Associate team member. We are looking for a financial services professional to serve as the liaison between the Client and the Financial Advisor, while also supporting the firm's tax return management process during tax season. We are a digital-forward firm, and this role plays a key part in keeping client paperwork, digital forms, and tax documents moving through an efficient, largely paperless workflow. This is an in-person, in-office job opportunity, with the ability to work one day a week remotely after training.
Key Duties & Responsibilities
  • Accurately prepare and process paperwork for new and existing clients
  • Correctly process distributions to clients
  • Communicate with the Custodian (Charles Schwab) to accurately complete required documents
  • Process and manage incoming/outgoing transfers of cash and assets
  • Research and resolve account related issues
  • Be available to answer calls, resolve issues, and respond to client requests in a timely fashion
  • Manage client relationship management (CRM) records by maintaining client profiles and information
  • Serve as the liaison between the client, Custodian, and Financial Advisor
  • Assemble, scan, and process tax documents (paper and e-file), managing the scan and autoflow process and keeping tax projects in UltraTax up to date
  • Send client invoices and tax summaries, greet clients dropping off documents, and assist Tax Staff with filing and appointments
  • Perform other duties as assigned
Qualifications
  • Bachelor's degree or equivalent experience is preferred
  • At least 2-3 years of experience working in the financial services field (bank, brokerage, investment, or advisory firm); tax office experience a plus
  • Proficient in Microsoft Office Suite: Outlook, Word, Excel, PowerPoint
  • Comfortable with digital forms, e-signature, and paperless document workflows
  • Great interpersonal skills and a dedication to client service
  • Excellent communication, time management and organization skills
  • Confident and a strong work ethic, with a desire to succeed
  • Great written and verbal communication skills
  • Ability and desire to contribute to a team effort
  • Enjoy working in a small company environment
Compensation & Benefits
  • Competitive compensation based on experience
  • Long-term opportunity in a growing firm, with the possibility of career advancement
  • Health, vision, dental, life and disability insurance
  • 401(k) plan
  • Paid time off and holidays
  • Education reimbursement
  • Ability to work remotely one day a week once fully onboarded
HCM Wealth Advisors & CPAs is an Equal Opportunity Employer
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